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Tag Archives: securities

SECURITIES

The discovery rule did not apply to extend the time frame for the Securities and Exchange Commission to bring an enforcement action against those who allegedly aided and abetted investment adviser fraud. See “SEC enforcement action time-barred, justices rule” U.S. ...

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SECURITIES

A securities fraud plaintiff was not required to submit proof of materiality in order to obtain class certification. See “Court rejects materiality requirement for securities class certification” U.S. Supreme Court. Amgen v. Connecticut Retirement Plans and Trust Funds, No. 11-1085. ...

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