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Tag Archives: SEC

Whistleblower can proceed under Dodd-Frank Act

A corporate employee who was allegedly fired for reporting that his supervisors were violating the company’s pension plan could sue for retaliation under the Dodd-Frank Act, even if he didn’t make disclosures in the form ordinarily required by the Securities ...

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Former SEC lawyer targets financial fraud

He went from being The Enforcer to The Cleaner. Walter Mathews, a former Securities and Exchange Commission enforcement attorney, now runs a small law firm dedicated to cleaning up financial fraud in South Florida.

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