Tag Archives: Securities and Exchange Commission

New SEC whistleblower data draws mixed reaction


WASHINGTON – In its first full year, a federal whistleblower program that boosted the amount of awards to employees and others who report credible information about fraud and other securities violations spurred more than 3,000 tips and resulted in one ...

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Whistleblower can proceed under Dodd-Frank Act

A corporate employee who was allegedly fired for reporting that his supervisors were violating the company’s pension plan could sue for retaliation under the Dodd-Frank Act, even if he didn’t make disclosures in the form ordinarily required by the Securities ...

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